Lecture 61

61. The Eight Senses of 'In' and Equivocation by Reason

Summary
This lecture explores Aristotle’s and Thomas Aquinas’s analysis of the word ‘in’ as an equivocal term with eight related meanings ordered by reason. Berquist demonstrates how failure to distinguish these senses leads to logical fallacies and sophistic objections to fundamental axioms. The lecture emphasizes that understanding equivocal terms is essential for philosophy, particularly for defending axioms like ’nothing is in itself’ and for understanding proper categories in logic and metaphysics.

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Lecture Notes

Main Topics #

Equivocation by Reason vs. Arbitrary Equivocation #

  • The word ‘in’ (and similar universal terms) is equivocal ‘by reason,’ meaning its multiple meanings are connected and ordered, not arbitrary
  • These meanings follow from a primary sense and relate to each other through proportion and analogy
  • This contrasts with terms equivocal by chance, which have no systematic connection between meanings

The Eight Senses of ‘In’ (Ordered) #

Senses 1-2: Spatial and Composed Whole

  • In place: “You are in the room” (primary, most sensible sense)
  • Part in composed whole: “My teeth are in my mouth” (more mental/intellectual than sense 1)
  • Both involve actual containment; genus and species compose definitions like parts compose wholes

Senses 3-4: Definitional (Genus and Species)

  • Genus in species (definition): “Quadrilateral is in the definition of square”
    • The genus is a defining part of the species
    • The definition is a composed whole of genus and differences
  • Species in genus (universal whole): “Dog is in the genus animal”
    • Species is said of the genus but is not a defining part
    • The genus is a universal whole, not a composed whole
    • KEY DISTINCTION: Dog does not define animal; animal defines dog

Sense 5: Form in Matter (Ability)

  • Example: equilateral and isosceles are in triangle only in ability, not in act
  • Form exists in matter only in potentiality before actualization
  • Proportional to composed whole as form is to matter
  • The example of clay molded into different shapes: only the matter changes, not the genus (shape)

Sense 6: Whole in Parts (Proportional)

  • The whole is in its parts as form is in matter
  • Whole:parts :: form:matter

Sense 7: In Active Power

  • Example: “We are in God’s hands” or “fallen in love”
  • Something is in the active ability or control of an agent
  • Contrasts with passive ability (senses 1-5)

Sense 8: In the End or Good (Purpose/Intention)

  • Example: “My heart is in this work” or Augustine’s “ubi amat quam ubi animat” (the soul is more where it loves than where it animates)
  • Relates to what the soul intends or pursues as an end
  • Uses the Latin word ubi (where)

The Problem of Mixing Senses #

Confusing different senses of ‘in’ creates logical absurdities:

  • Shape changing: When clay changes from sphere to cube, we say “the shape changed,” but really the matter changed. We falsely imagine the genus as if it were matter.
  • Mood changing: When someone goes from sad to joyful, we say “his mood changed,” but the person changed from one species to another—not the genus itself.
  • Color changing: When someone blushes, we say “the color changed,” but the face that was white is now red—it’s the subject that changed.
  • Daily speech: “The weather has changed” similarly confuses the genus changing with the subject changing.

The Distinction Between Universal Whole and Composed Whole #

  • Composed whole: Parts are put together to form a whole (e.g., definition composed of genus and differences)

    • Animal is composed of dog, cat, horse? No—this creates an absurdity
    • The definition of square (equilateral, right-angled, quadrilateral) is a composed whole
  • Universal whole: A universal is said of its parts but not composed of them

    • Dog is in animal (universal) not as a part, but as a particular instance
    • Animal is said of dog, cat, horse, but is not composed of them
    • If animal were composed of dog, cat, horse, then “a dog is an animal” would mean “a dog is something composed of dog, cat, horse”—absurd
  • The universal whole is said of its parts rather than contained in them

Key Arguments #

Defending the Axiom “Nothing is in Itself” #

  • The problem: Without distinguishing senses of ‘in,’ one could argue:

    • Species is in genus (sense 4)
    • Genus is in species (sense 3)
    • Therefore, species is in species
    • Therefore, something is in itself—contradicting the axiom
  • The resolution: These two senses are fundamentally different:

    • “Species in genus” uses ‘in’ to mean the species is said of the genus (sense 4)
    • “Genus in species” uses ‘in’ to mean the genus is a defining part (sense 3)
    • Therefore, one cannot transitively conclude that species is in itself
  • This is similar to: “If I am in a box and the box is in a room, I am in a room”—valid transitivity

    • But when ‘in’ shifts meaning, transitivity fails

The Whole and Part Distinction Applied to Logic #

  • The student objection: “A whole is more than one of its parts. Animal is a part of what man is. Therefore, a part can contain more than the whole.”

  • Berquist’s response:

    • When we say “man is a part of animal,” we mean animal is a universal whole said of man
    • When we say “animal is a part of man,” we mean the definition is a composed whole
    • These use ‘part’ in two different senses
    • Therefore, no contradiction to the axiom

Why Aristotle and Thomas Understood These Distinctions #

  • Only Aristotle and Thomas could order these eight senses because:
    • Form and matter are in the sensible world (observable)
    • These senses of ‘in’ are more in the mind
    • Yet the ordering shows sense 5 (form in matter in ability) is in the middle
    • This suggests sense 5 is like a part in whole but only in ability—exactly where it should be

Important Definitions #

Equivocal by Reason (aequivocum secundum rationem) #

  • A word with multiple meanings that are connected through a primary meaning
  • The meanings follow a rational order and relate through proportion
  • Contrasts with equivocal by chance where meanings have no systematic connection

Universal Whole (totum universale) #

  • A universal that is said of many but is not composed of them
  • Example: “animal” is said of every dog, cat, horse
  • Said of (not composed of) its particulars

Composed Whole (totum compositum) #

  • A whole assembled from parts that are put together
  • Example: Definition composed of genus and differences
  • Example: The word “cat” is composed of c-a-t

Ability (potentia in Latin, δύναμις in Greek) #

  • Potentiality or potential being
  • Contrasts with act (actus, ἐνέργεια)
  • Example: Equilateral and isosceles are in triangle in ability but not in act

Active Power (potentia activa) #

  • The ability of an agent to act or control
  • Example: “We are in God’s hands” (God’s active power)
  • Contrasts with passive ability (sense 5)

Examples & Illustrations #

The Clay and Shape Problem #

  • Clay is molded from a sphere into a cube
  • Common speech: “The shape changed”
  • Reality: The matter (clay) changed accidentally, not substantially
  • The clay that was a sphere is now a cube—not the genus “shape” that changed from one species to another
  • This shows how we confuse the genus with matter due to habits of speech

The Blush Example #

  • When someone blushes, we say “the color of his face changed”
  • Reality: The face that was white is now red
  • Not: The genus “color” changed from one species (white) to another species (red)
  • Two different colors are different to begin with; but the face is now different than before

The Mood Example #

  • Someone changes from sad to joyful; we say “his mood changed”
  • Reality: The person changed from one state to another
  • Not: The genus “mood” changed from one species to another
  • The individual changed, not the genus

The Weather Expression #

  • We say “the weather has changed” (good to bad, bad to good)
  • Similar confusion: the weather was good and now is bad
  • Not: The genus “weather” changed species

Love as Falling into Active Power #

  • “I have fallen in love” = fallen into the power of love (sense 7)
  • Love is controlling the person’s movements
  • Example from Two Gentlemen of Verona: Proteus is in love and acts foolishly because he is in the power of love

Augustine on the Soul’s Location #

  • “Ubi amat quam ubi animat” (the soul is more where it loves than where it animates)
  • When the soul loves God, it seems more in God than in the body
  • Example: St. Paul brought to the third heaven did not know if his body was there; his soul seemed more present to God
  • Uses the word ubi (where) but in sense 8, not sense 1 (physical location)

“My Heart is in This Work” #

  • Expression of sense 8: the good or end one pursues
  • Contrasts with “my heart’s not in it” = you don’t really like or love this
  • The opposite: “I left my heart in San Francisco” (C.S. Lewis reference)

C.S. Lewis on Time #

  • “What do you mean you’ve got time?”
  • Reality: “Time has you” (sense 7—active power)
  • You are more in time than time is in you
  • Humans are servants to time; time controls human activity

Notable Quotes #

“Is a man wise if he understands the words he uses? No. But is he wise if he doesn’t understand the words he uses? No, he is not wise.” — Berquist, on the necessity of understanding equivocal terms for wisdom

“The soul is more where it loves than where it animates.” (Ubi amat quam ubi animat) — Augustine, on sense 8 of ‘in’

“Time has you.” — C.S. Lewis, on the active power of time over human life

“Nothing is in itself.” — Fundamental axiom discussed throughout the lecture

“You’re not the class, and you’re not the class, right? But together, you compose the class. But universal would be like student.” — Berquist, distinguishing class (composed whole) from universal whole

Questions Addressed #

How Can Species Be in Genus and Genus Be in Species Without Violating “Nothing is in Itself”? #

  • The apparent problem: If A is in B and B is in A, then A is in itself
  • The resolution: The two instances of ‘in’ have different meanings
    • Species in genus (sense 4): the species is said of the genus
    • Genus in species (sense 3): the genus is a defining part of the species
    • One cannot transitively move from said-of to part-of without changing the meaning
  • Implication: Proper understanding of equivocal terms protects axioms from sophistical refutation

How Do We Reconcile Common Speech with Philosophical Truth? #

  • Common speech confuses the subject with the genus:
    • “The shape changed” → Really, the matter changed
    • “His mood changed” → Really, he changed
    • “The color changed” → Really, the face changed
  • Why this happens: We tend to fall back on earlier, more familiar senses of words
  • Philosophical task: Distinguish what is truly changing (the subject/individual) from what only appears to change (the genus/accident)

How Is the Modern Substitution of “Class” for “Universal” a Philosophical Error? #

  • Modern logic: Uses “class” instead of “universal”
  • The problem: Class is a composed whole; universal is a universal whole
  • The confusion: Class is not said of its members (you are not “the class”); universal is said of all its instances
  • Example: “Student” is a universal said of each student; “my philosophy class” is a composed whole of which students are parts
  • Root cause: Failure to distinguish universal whole from composed whole

Why Could Only Thomas (After Aristotle) Order These Eight Senses Correctly? #

  • Form and matter exist in the sensible world; senses 3-4 are more mental
  • Yet sense 5 (form in matter in ability) bridges them
  • Form in matter in ability is like a part in whole but only potentially
  • Thomas understood this relationship well enough to place it in the middle of the ordering
  • Most philosophers cannot see this middle ground and either collapse everything into physical containment or deny universals altogether

Philosophical Principles Established #

  1. Understanding words is necessary (though not sufficient) for wisdom

    • Not understanding equivocal terms makes one unwise
    • Understanding them is foundational for all higher knowledge
  2. Equivocal terms appear everywhere in philosophy

    • Especially in axioms and universal concepts
    • In wisdom, the most universal words are most important
  3. Failure to distinguish senses of equivocal terms leads to fallacy

    • Specifically, the fallacy of equivocation
    • Can appear to contradict fundamental axioms
    • Can make one think sophistic objections are valid
  4. The ordering of senses reflects ontological/epistemological relationships

    • Senses 1-2 are most obvious and sensible
    • Senses 3-4 are more intellectual
    • Sense 5 bridges the sensible and intellectual
    • Senses 7-8 move into active power and intention